Public company intelligence record

UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten)

UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten). Recorded domain: finma.ch. Regulatory source: Swiss Financial…

Recorded entity name: UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten)
Recorded URL: https://finma.ch/en/finma-public/warning-list/ubs-finance-ubs-investment-ag-ubs-investment-group/
URL text as imported: https://www.finma.ch/en/finma-public/warning-list/ubs-finance-ubs-investment-ag-ubs-investment-group/
Reported jurisdiction: Switzerland
Record added: 2026-06-08

What regulatory information is recorded for UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten) (finma.ch)?

This database links one attributable regulator notice to the UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten) record. Read the original sources below and match their names and domains to the entity you encountered. A recorded warning is not a court finding of wrongdoing or a guarantee that funds can be recovered. Sources: Swiss Financial Market Supervisory Authority.

Research identity: UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten)
Matched domain: finma.ch
Other recorded names: UBS FInance; UBS Investment AG; UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten)

Swiss Financial Market Supervisory Authority

Name in source: UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten)
Source jurisdiction: Switzerland
Source validation date: 31 July 2019
Source classification: Unregistered/Unlicensed entity offering financial products or services

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