Swiss Financial Market Supervisory Authority
- Name in source
- Douglas Charles
- Source jurisdiction
- Switzerland
- Source validation date
- 27 November 2012
Public company intelligence record
Douglas Charles
Douglas Charles. Recorded domain: finma.ch. Regulatory source: Swiss Financial Market Supervisory Authority. Check source details, recorded identity and available research.
- Recorded entity name
- Douglas Charles
- Recorded URL
- http://finma.ch/e/sanktionen/unbewilligte-institute/pages/details.aspx?orgid=321
- URL text as imported
- http://www.finma.ch/e/sanktionen/unbewilligte-institute/pages/details.aspx?orgid=321
- Reported jurisdiction
- Switzerland
- Record added
- 2026-06-08
What regulatory information is recorded for Douglas Charles (finma.ch)?
This database links 3 attributable regulator notices to the Douglas Charles record. Read the original sources below and match their names and domains to the entity you encountered. A recorded warning is not a court finding of wrongdoing or a guarantee that funds can be recovered. Sources: Swiss Financial Market Supervisory Authority; British Columbia Securities Commission; Ontario Securities Commission.
- Research identity
- Douglas Charles
- Matched domain
- finma.ch
British Columbia Securities Commission
- Name in source
- Douglas Charles
- Source jurisdiction
- British Columbia
- Source validation date
- 4 March 2011
Ontario Securities Commission
- Name in source
- Douglas Charles
- Source jurisdiction
- Ontario
- Source validation date
- 1 February 2011