Public company intelligence record

DB Yates & Associates

DB Yates & Associates. Recorded domain: fca.org.uk. Regulatory source: Securities and Exchange Commission. Check source details, recorded identity and available research.

Recorded entity name
DB Yates & Associates
Recorded URL
http://fca.org.uk/news/warnings/db-yates-associates
URL text as imported
http://www.fca.org.uk/news/warnings/db-yates-associates
Reported jurisdiction
United Kingdom
Record added
2026-06-08

What regulatory information is recorded for DB Yates & Associates (fca.org.uk)?

This database links 2 attributable regulator notices to the DB Yates & Associates record. Read the original sources below and match their names and domains to the entity you encountered. A recorded warning is not a court finding of wrongdoing or a guarantee that funds can be recovered. Sources: Securities and Exchange Commission; Financial Conduct Authority.

Research identity
DB Yates & Associates
Matched domain
fca.org.uk
Other recorded domains
dbyates.com

Securities and Exchange Commission

Name in source
DB Yates & Associates
URL text in source
https://dbyates.com
Source jurisdiction
United States of America
Source validation date
4 June 2026
Source updated
27 October 2026
Read the original source

Financial Conduct Authority

Name in source
DB Yates & Associates
Source jurisdiction
United Kingdom
Source validation date
6 January 2015
Read the original source

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